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Education - List of upcoming events

 

Cancelled - Anti-money laundering and counter terrorist financing – best practice and latest update

Speaker: Ms Annie Chan, Managing Director, Mazars
Venue: Rm 5501, 55/F, IFC II, 8 Finance Street, Central, Hong Kong
Date & Time: 5:30 pm - 6:30 pm, 17 October 2017 (Tue)
CPT: 1

                                                 CANCELLED

 
Due to the coming up of some unforeseeable issues, the captioned seminar has to be cancelled.


Money laundering and terrorist financing (“ML/TF”) can present significant compliance, reputational and operational risks for corporations and have an economic impact on most businesses. Regulators have been taking positive steps to combat ML/TF as well as identify deficiencies in the anti-money laundering (AML) and counter-terrorist financing (CTF) systems and controls of the corporations.

 

TMA is delighted to have invited Ms. Annie Chan, Managing Director of Mazars Corporate Recovery & Forensic Services Limited, to share with TMA Members the latest update on AML. This seminar will give an overview and the key concepts of money laundering and terrorist financing, International AML/CTF standards such as Customer Due Diligence (“CDD”), record keeping and recognition and reporting of suspicious transactions. It also presents AML/CTF legislation and regulations in Hong Kong, the Securities and Futures Commission Guideline on AML/CTF, as well as the latest updates.

 

Ms. Annie Chan, Managing Director of Mazars Corporate Recovery & Forensic Services Limited

 

Annie Chan has specialized in forensic accounting, regulatory compliance consulting, fraud investigation, dispute resolution and corporate advisory services for over 20 years. Her specific focus and expertise are in the areas of forensic accounting, anti-money laundering review and internal control review. She has also been a Senior Manager, Enforcement Division, at the Securities and Futures Commission and a partner and Managing Director of a Big Four Accounting firm.

 

She has advised and assisted major financial institutions in the implementation of anti-money laundering programs based on antimony laundering international best practice including the 40 Recommendations of the Financial Action Task Force (FATF), the US Patriot and local laws and regulations.

 

Annie has also led various regulatory compliance and investigation projects involving the Securities and Futures Ordinance and other relevant regulations for regulators, listed companies, major bankers, insurance brokerages and other financial institutions in Hong Kong, China and other parts of Asia.

 

She has also provided training and professional advice to banks, financial institutions and multinational companies on corporate governance, internal control, anti-money laundering, regulatory compliance updates, code of conduct, risk management and fraud risk awareness training.

 

She is an experienced public speaker and has made numerous presentations on corporate recovery, fraud investigation and regulatory updates for clients, solicitors and bankers. Annie speaks fluent English, Cantonese and Mandarin.

 

TMA Individual Members are entitled to receive 1 CPT (TMA) credit upon completion of the seminar. TMA is a recognized institution for providing continuous professional training (CPT) of the Securities and Futures Commission (SFC). The CPT hours can be used to meet CPT requirements of the SFC.  TMA Office will update your CPT record with the TMA (i.e. your CPT record as a TMA Individual Member) after the seminar is held.                


 

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