The Code of Conduct and Practice of TMA - Crash Course (26 August 2022) & Examination (Advanced Level)
Venue:
Crash course: Webinar via Zoom; On-site exam: HKMA office
Date & Time:
4:00 pm - 7:00 pm, 26 August 2022 (Crash Course) & 10:00 am - 11:00 am, 6 September 2022 (Exam)
CPD:
3
This crash course and examination are applicable only to (i) non-AI staff members; or (ii) those who become Relevant Practitioners on ECF-TM starting from 2019. (Refer to Note 1)
Note [1] : Any other individuals performing the job roles outlined in paragraph 3.2 of the guide on ECF-TM but not working in an AI or those specified in paragraph 3.5(a) to (d) of an AI during the grandfathering application period (2 Jan to 31 Dec 2018) may submit their applications to the TMA for grandfathering within three months from the date of joining the Treasury Management functions of an AI and becoming a Relevant Practitioner. However, they should have met all the applicable grandfathering criteria on or before 31 December 2018 as prescribed by the TMA.
Crash Course on TMA Code
Examination on TMA Code (Advanced Level)
Date
Friday, 26 August 2022
Tuesday, 6 September 2022
Time
4:00 pm - 7:00 pm
(registration starts at 3:55pm)
10:00 a.m. - 11:00 a.m.
Venue
Online lesson via Zoom
On-site exam:
Room 5501, 55/F., HKMA office, Two IFC, Hong Kong
Language
English
Exam Mode
N/A
25 Multiple Choice questions (passing rate 50%)
Fee
HK$1,800 (TMA/non-TMA Members)(Including registration fee for attending the 3-hour crash course and examination fee)
CPD
3 CPD credits
1 CPD credit
The Professional Membership Committee (PMC) of the TMA takes into account the relevant professional qualifications, years of experience and position held of financial market practitioners in considering giving exemption to apply for TMA membership. For the time being, the following qualifications have been considered by the PMC for exemption of the required professional qualifications criteria:
(a) Exemption Policy for holders of relevant internationally recognised qualifications
Without relevant experience:
l A candidate with the qualifications of Chartered Financial Analyst (CFA), Certified International Investment Analyst (CIIA) or Financial Risk Management (FRM) but without relevant experience should enroll and pass the Code of Conduct and Practice of the TMA examination (Advanced Level) and meeting other prescribed criteria to attain the TMA Full membership requirement.
OR
(b) Exemption Policy for experienced treasury staff without internationally recognised qualifications
With at least 10 years relevant experience:
l A candidate without qualifications of Chartered Financial Analyst (CFA), Certified International Investment Analyst (CIIA) or Financial Risk Management (FRM) but having at least 10 years relevant experience and holding a managerial or specialist position should enroll and pass the Code of Conduct and Practice of the TMA examination (Advanced Level) and meeting other prescribed criteria to attain the TMA Full membership requirement.
Applications under the above exemption criteria will be considered on a case by case basis and will be subject to the final decision and approval of the Membership Sub-Committee and Professional Membership Committee of TMA.
Registration and PaymentThis crash course and examination are applicable only to non-AI staff members or those who become Relevant Practitioners on ECF-TM starting from 2019 (Refer to Note 1).
Prior to registration, please read the guide on ECF-TM and market practitioners should be sure that they have fulfilled the above criteria. You may send us a detailed CV listing your working experience (including your company name, title and job duties), education background and professional qualifications e.g. CFA, FRM, CIIA for review.
Seats are limited and will be allocated on first-come-first-served basis, so early registration is encouraged.
Deadline for Registration and Payment: 5 September 2022 or quota is full (whichever is applicable)
CPD & Attendance Certificate Participants are entitled to receive 3 CPD (TMA) credits and 1 CPD (TMA) credit respectively upon completion of the crash course and examination respectively. TMA is the administrator for the Enhanced Competency Framework on Treasury Management (ECF-TM) and a recognized institution of Securities and Futures Commission (SFC) for providing continuing professional development (CPD) activities. The CPD hours can be used to meet the CPD requirements of the ECF-TM and the SFC. To qualify for the CPD credits or attendance certificate, all participants have to register their full names and e-mail address when joining the webinar for attendance verification. We regret that neither CPD nor attendance certificate will be given to those who are late or leave the webinar early.